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Before you write your application

CAYUSE Overview

Learn what each part of the form is asking you to explain.

Cayuse is the system Sacramento State uses to receive and review human-subjects research applications. Your answers and attachments should tell one consistent story: what you want to learn, what participants will do, and how you will protect them.

Read the walkthrough, then open a complete example for a study like yours. The questions below are preparation prompts, not a transcription of the live form.

The form at a glance

  1. Research Team and Application Selection
  2. Purpose and Objectives
  3. Study Design
  4. Informed Consent, Data Management, and Research Risks
    1. Informed Consent Process
    2. Data Collection Tools
    3. Data Management Plan
    4. Addressing Research Risks

Four main headings match a local approved Sacramento State Cayuse export dated September 18, 2026. Explanatory sublabels are teaching aids. The current live form and its conditional branches still need confirmation. The four main headings and A–D subsection names below are verified in that export. Field summaries, explanations, questions, and short examples are teaching aids. Your study may open additional questions.

Section 1

Research Team and Application Selection

Identify who is responsible for the study and why you are submitting it. A student project needs a clear faculty advising arrangement. Choose the application route with your advisor; a classroom activity or a prior approved study does not determine your review pathway.

What belongs here

  • Principal Investigator (PI)
  • Student research purpose
  • Co-PI / Faculty Advisor

Questions to prepare your answer

  • Who will be the PI and faculty advisor under current Sacramento State requirements?
  • Is this a thesis, project, dissertation, or another kind of research?
  • What work will each team member actually do?

Short teaching example

[Student researcher] will conduct this graduate culminating project with [faculty advisor]. An authorized school liaison will distribute invitations. The researcher will not receive a school contact list.

Have ready: Team names, Sacramento State contact information, roles, and the correct student-project category.

Human Subjects Research

Section 2

Purpose and Objectives

Explain what you want to learn, why the question matters, and how the study fits what is already known. State a question that the proposed information can answer. Keep possible benefits separate from promises to participants.

What belongs here

  • Research context and gap
  • Research questions or objectives
  • Benefits and contribution
  • Prospective or secondary research

Questions to prepare your answer

  • What is the specific research question?
  • What will your study add to the existing literature?
  • Will you collect new information or use existing records?

Short teaching example

How do fifth graders describe their interest in STEM learning before and after a six-week mentoring activity? The study describes changes in reported interest; it does not establish that mentoring caused those changes.

Have ready: A short literature-based rationale and research questions that match the instruments and analysis.

Section 3

Study Design

Walk the reviewer through the study in the order a participant experiences it. Separate ordinary instruction or services from activities done only for research. Include who can participate, recruitment, each procedure, time, and analysis.

What belongs here

  • Research Design and Study Overview
  • Logistics of Data Collection
  • Participant's Time Commitment per Procedure and in Total
  • How will participants be recruited?
  • Data Analysis
  • Description of Participants in Results
  • Dissemination of Results

Questions to prepare your answer

  • Who is eligible, how many people will you invite, and who contacts them?
  • What happens at each visit, survey, assessment, or interview, and how long does it take?
  • If you compare classes, who decided class membership and instruction?
  • What happens for people who decline research, and how will you analyze the information?

Short teaching example

Two existing classes complete the same interest questionnaire before and after six weeks. The school selected the classes and instruction before recruitment. Research participation does not change access to instruction. Compare changes descriptively and acknowledge that the groups were not randomly assigned.

Have ready: Recruitment invitation, site authorization, procedure timeline, instruments, and a realistic analysis plan. For records, confirm the data owner's release authority.

45 CFR 46.111 - Criteria for IRB approvalPrivacy and Data Sharing

4. Informed Consent, Data Management, and Research Risks

Section 4 · Part B

Data Collection Tools

Show the reviewer the actual questions, prompts, scoring guides, or record fields. The narrative, consent documents, and instruments must describe the same activities. An online survey link alone does not show a stable copy of what participants will see.

What belongs here

  • Online survey link and static copy
  • Interview questions
  • Rubric and other instruments

Questions to prepare your answer

  • Have you included every survey question, response option, interview prompt, and score sheet?
  • Does the online version include consent, branching, and optional questions?
  • Are demographic questions necessary, respectful, and safe in a small sample?

Short teaching example

Upload a readable PDF or Word copy of the questionnaire as well as the active online link requested by the form. If optional interviews are part of the study, include the complete interview guide too.

Have ready: Survey with response choices, interview or discussion guide, assessment rubric, and any records extraction sheet. Include permissions for materials that require them.

Section 4 · Part C

Data Management Plan

Describe the full path of the data: collection, transfer, storage, access, analysis, retention, and destruction. Name the institutional service and restricted folders, not just a password-protected computer. Keep consent records, code keys, and research data separate where appropriate.

What belongs here

  • Direct Identifiers
  • Identifier storage and destruction
  • Research Data Retention
  • Raw data destruction

Questions to prepare your answer

  • Which direct or indirect identifiers, IP addresses, voices, or code keys will exist?
  • What approved location holds each file, and exactly who can access it?
  • How are paper forms and recordings transferred and secured?
  • What retention event starts the clock, when can a person withdraw data, and how will each copy be destroyed?

Short teaching example

Store signed permissions in a restricted Consent folder, the identity-to-code key in a separately restricted Key folder, and coded responses in a Research Data folder in the institution-authorized location. State access permissions for each folder. Confirm the actual service, retention schedule, and destruction process before using this wording.

Have ready: A file-by-file data plan. Sac State IRT recommends SacFiles Secure for Level 1 and Level 2 data; do not assume a personal or institutional OneDrive folder is approved for your particular study.

Choose precise privacy language. A code linked to a person is coded data, not anonymous data. Interviews are not anonymous to the interviewer. Describe confidentiality safeguards and any limits; removing names alone does not establish that data cannot identify someone.

Secure Data Storage & SharingData Classification and Protection Standards

Section 4 · Part D

Addressing Research Risks

Identify realistic risks and the steps that reduce them. Even a short education survey can create privacy, embarrassment, or pressure concerns. Explain limits honestly instead of promising complete confidentiality or calling every study risk-free.

What belongs here

  • Loss of Confidentiality
  • Psychological risks and mitigation
  • Social or economic risks and mitigation

Questions to prepare your answer

  • Could answers, quotations, or a small group identify someone?
  • Could a participant feel evaluated, embarrassed, or pressured to agree?
  • What can someone skip or stop, and what will you do if distress occurs?
  • Do group discussions or legally required reporting create limits you must explain?

Short teaching example

An independent adult handles invitations and permission decisions. Teachers receive no participation list or individual responses during grading. Reports omit identifying quotations and small-group details. Group participants are asked to respect privacy, but the researcher cannot guarantee what peers repeat.

Have ready: Study-specific safeguards reflected in recruitment, consent, procedures, and the data plan. Explain applicable confidentiality limits.

45 CFR 46.111 - Criteria for IRB approval

Before you move to a complete example

  • You can explain the study in a few sentences without assuming the reader knows your classroom.
  • Your question, participants, procedures, instruments, and analysis fit together.
  • Recruitment, permission or consent, optional activities, and the data plan agree across every document.
  • You know which decisions need your advisor, the school or data owner, and Sacramento State's IRB.

Do not begin recruitment or research data collection until the required institutional determination and site permissions are in place. A teaching example is not an approved protocol.